Keith Briffa Responds

In spite of suffering a serious illness (which I understand to be a kidney problem), Keith Briffa has taken the time to comment on the Yamal situation. The comment should be read by interested readers. If Briffa or any of his associates wishes to post a thread here without any editorial control on my part, they are welcome to do so.

Briffa’s comment leads off with the accusation that I had implied that the recent data had in this chronology had been “purposely selected” by Briffa “specifically because they exhibited recent growth increases”. I want to dispense with this up front. While I expressed surprise that there were so few cores, not only did I not imply that Briffa did any sub-selecting, but I specifically said the opposite. While the precise relationship of the CRU archive to the Hantemirov and Shiyatov subset is not entirely clear, I had speculated that H and S had created a subset that was relevant for their purposes (corridor standardization), but that it was not of an adequate size in the modern period for Briffa’s RCS standardization, stating clearly that it was not my belief that Briffa had crudely selected cores.

Since Briffa provides no quotation from any of my threads or comments to support his allegation I will review what I actually said.

Here is Briffa’s accusation:

The substantive implication of McIntyre’s comment (made explicitly in subsequent postings by others) is that the recent data that make up this chronology (i.e. the ring-width measurements from living trees) were purposely selected by me from among a larger available data set, specifically because they exhibited recent growth increases.

This is not the case. The Yamal tree-ring chronology (see also Briffa and Osborn 2002, Briffa et al. 2008) was based on the application of a tree-ring processing method applied to the same set of composite sub-fossil and living-tree ring-width measurements provided to me by Rashit Hantemirov and Stepan Shiyatov which forms the basis of a chronology they published (Hantemirov and Shiyatov 2002). In their work they traditionally applied a data processing method (corridor standardisation) that does not preserve evidence of long timescale growth changes. My application of the Regional Curve Standardisation method to these same data was intended to better represent the multi-decadal to centennial growth variations necessary to infer the longer-term variability in average summer temperatures in the Yamal region: to provide a direct comparison with the chronology produced by Hantemirov and Shiyatov.

Dealing with the second paragraph first, in my first post on the topic, I clearly distinguished between H and S corridor standardization and Briffa’s RCS standardization, noting that corridor standardization was known not to preserve centennial-scale vairability, as follows:

There is one other version of these series that readers may encounter: Hantemirov and Shiyatov archived a Yamal reconstruction at NCDC that has no hockey stick blade whatever. This version was promoted by a commenter (Lucy Skywalker) at Jeff Id’s as being a priori more valid than Briffa’s. Although the Hantemirov and Briffa chronologies have a very different visual appearance (especially the non_HSness of the Hantemirov version), there is an extremely high correlation between the very different looking Hantemirov-Shiyatov and Briffa Yamal chronologies. (If you regress the Briffa recon against the Hantemirov recon for the pre-1800 version, you get a huge r^2 of 0.81). The two series clearly have the same raw material.

However, in my opinion, the issue is considerably more nuanced than simply preferring the Hantemirov chronology. The Hantemirov and Shiyatov chronology adjusts for age (“standardization”) through a “corridor” method, whereas the Briffa chronology uses a “RCS” method to standardize for age. In other studies involving relatively short-lived trees (such as as Yamal), the corridor method has been found to yield very similar results to “conventional” standardization; such methods are also known to remove any centennial-scale variability from the reconstruction. As a result, no conclusions should be drawn with respect to centennial-scale variability from the Hantemirov chronology. No adverse conclusions should be found against the Briffa chronology merely because it differs from the Hantemirov chronology. There are other reasons to be concerned about the Briffa chronology, but these have to be presented and supported.

Briffa’s third paragraph states:

These authors [H and S] state that their data (derived mainly from measurements of relic wood dating back over more than 2,000 years) included 17 ring-width series derived from living trees that were between 200-400 years old. These recent data included measurements from at least 3 different locations in the Yamal region.

In the main post on this topic, I stated:

It is highly possible and even probable that the CRU selection is derived from a prior selection of old trees described in Hantemirov and Shiyatov 2002 as follows:

“In one approach to constructing a mean chronology, 224 individual series of subfossil larches were selected. These were the longest and most sensitive series, where sensitivity is measured by the magnitude of interannual variability. These data were supplemented by the addition of 17 ring-width series, from 200–400 year old living larches.”

In a comment to the same post, I clearly stated my view that there was no crude cherrypicking of the type that Briffa accuses me of implying. I stated :

bender, I agree with your point. I’ve tried to steer a careful line here. If you think otherwise, can you give me particulars as I don’t wish to unintentionally feed views that I don’t hold. It is not my belief that Briffa crudely cherry picked. My guess is that the Russians selected a limited number of 200-400 year trees – that’s what they say – a number that might well have been appropriate for their purpose and that Briffa inherited their selection – a selection which proved to be far from random and which, as you and I agree, falls vastly short of standards in the field for RCS chronology (as opposed to corridor or spline chronologies).

The substantive issue is whether the selection (that Briffa now confirms to have been inherited from the Russians) was appropriate for the RCS standardization method that Briffa applied. I brought this up, stating:

The subfossil collection does not have the same bias towards older trees. Perhaps the biased selection of older trees [results in] an unintentional bias, when combined with the RCS method. This bias would not have similarly affected the “corridor method” used by Hantemirov and Shiyatov themselves, since this method which did not preserve centennial-scale variability and Hantemirov and Shiyatov would not have been concerned about potential bias introduced by how their cores were selected on a RCS chronology method that they themselves were not using.

Briffa’s own caveats on RCS methodology warn against inhomogeneities, but, notwithstanding these warnings, his initial use of this subset in Briffa 2000 may well have been done without fully thinking through the very limited size and potential unrepresentativeness of the 12 cores. Briffa 2000 presented this chronology in passing and it was never properly published in any journal article. However, as CA readers know, the resulting Yamal chronology with its enormous HS blade was like crack cocaine for paleoclimatologists and got used in virtually every subsequent study, including, most recently, Kaufman et al 2009.

Briffa continues:

In his piece, McIntyre replaces a number (12) of these original measurement series with more data (34 series) from a single location (not one of the above) within the Yamal region, at which the trees apparently do not show the same overall growth increase registered in our data.

The basis for McIntyre’s selection of which of our (i.e. Hantemirov and Shiyatov’s) data to exclude and which to use in replacement is not clear but his version of the chronology shows lower relative growth in recent decades than is displayed in my original chronology. He offers no justification for excluding the original data; and in one version of the chronology where he retains them, he appears to give them inappropriate low weights.

The basis for replacing the CRU 12 with the Schweingruber 34 was, I think, quite clear: to see how the use of a larger and readily-available sample from the same area would affect the chronology. I think that I described my selection and exclusion procedures for this sensitivity study far more clearly than Briffa et al 2008 described its selection and procedures for, say, the Avam-Taimyr site. What was the basis for including the Avam site with Taimyr and not other sites in the area? What was the basis for including the Schweingruber Balschaya Kamenka with the Taimyr site and why wasn’t its inclusion mentioned in Briffa et al 2008? Why was Balschaya Kamenka included, but not Schweingruber’s Aykali River, Novaja Rieja, or Kotuyka River? Why was Balschaya Kamenka included with Taimyr, while Schweingruber’s Khadyta River, Yamal wasn’t included with Yamal? And what effect did all these changes have on the resulting chronologies?

While Briffa, in a peer-reviewed publication, omitted these relevant details, I provided a much clearer description of my methodology in the sensitivity study. The Avam-Taimyr example showed that Briffa was not opposed in principle to using Schweingruber data. There was reason to believe that the CRU data was not a complete population of living trees, but been subsetted by the Russians for a purpose different than RCS standardization. To test potential bias in this procedure, I tested the results without the 12 cores ending in 1988 and after and with the Schweingruber data. This indicated a dramatic difference between the versions.

Briffa argues:

Whether the McIntyre version is any more robust a representation of regional tree growth in Yamal than my original, remains to be established.

I note that McIntyre qualifies the presentation of his version(s) of the chronology by reference to a number of valid points that require further investigation. Subsequent postings appear to pay no heed to these caveats.

I did not propose the results of these sensitivity studies as an “alternative” and “more robust” chronology. I am not arguing that the Yamal versions using the Schweingruber data provide the “correct” climate history for the region. I am arguing that the version constructed by Briffa, and relied on so extensively in the literature since then, is not robust in its late-20th century portion to a small and reasonable inclusion of additional data. To accuse me of using “inappropriately low weights” for the cores selected into the CRU archive is beside the point. I could equally argue that Briffa used “inappropriately low weights” (i.e. zero) on the Schweingruber samples.

Briffa proceeds:

We have not yet had a chance to explore the details of McIntyre’s analysis or its implication for temperature reconstruction at Yamal but we have done considerably more analyses exploring chronology production and temperature calibration that have relevance to this issue but they are not yet published.

Like nomads, the Team has moved on. With respect to his new analyses, let’s hope that Briffa archives the measurement data and results concurrent with publication and that it doesn’t take 9 years from publication to see the data.

On a closing note, as I said from the outset, I did not say or imply that Briffa had “purposely selected” individual cores into the chronology and clearly said otherwise. Unfortunately for himself, Briffa’s tactic of withholding data and obstructing requests for data has backfired on him, as some people (not myself) have interpreted this as evidence of malfeasance, as opposed to my own interpretation that this only shows stubbornness on Briffa’s part and ineffective compliance administration by funding agencies and journals.

The Register picks up the Yamal story

Just a quick interjection to note that the Yamal story has reached Andrew Orlowski of “The Register” under the title “Treemometers: a new scientific scandal“. [Steve: John A posted up this thread. I do not endorse everything in the article linked here. I also link to realclimate from time to time without agreeing with it.

The conclusion is worth savouring:

As the panel states, its duty is “assessing the scientific, technical and socioeconomic information relevant for the understanding of the risk of human-induced climate change. It does not carry out new research nor does it monitor climate-related data.” But as lead author, Briffa was a key contributor in shaping (no pun intended) the assessment. A small group was able to rewrite history.

When the IPCC was alerted to peer-reviewed research that refuted the idea, it declined to include it. This leads to the more general, and more serious issue: what happens when peer-review fails – as it did here?

The scandal has only come to light because of the dogged persistence of a Canadian mathematician who attempted to reproduce the results. Steve McIntyre has written dozens of letters requesting the data and methodology, and over 7,000 blog posts. Yet Yamal has remained elusive for almost a decade

Update: The Yamal story in German is here: http://www.readers-edition.de/2009/09/30/das-ende-der-klima-wissenschaftlichen-glaubwuerdigkeit-ein-drama-in-5-akten/

For beginners, Bishop Hill has produced a new blog post on the impact of the Yamal deconstruction called “The Yamal Implosion

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YAD06 – the Most Influential Tree in the World

Obviously there’s been a lot of discussion in the last few days about the difference between the CRU 12 and the Schweingruber 34. In making such comparisons, it’s always a good idea to look at the data in detail – something that obviously should have been done by Briffa and the Team before the widespread use of the Yamal proxy in so many reconstructions, rather than this late date, over 9 years since its original use in Briffa 2000.

In a previous thread, I showed a plot of the actual ring widths of the 10 CRU trees ending in 1990. Today I’m going to show a similar plot of the “dimensionless index” for the same 10 trees. It is the “dimensionless index” that is averaged to make the “chronology”. Continue reading

Verifying RCS Methodology

One reader asked whether my RCS results held up using “standard” software. There is no “standard” software for RCS. It is different than ARSTAN. Further, despite the use of Briffa’s RCS chronologies in many multiproxy studies, until the present data sets were archived, to my knowledge, there were no public examples where both a measurement data set and an RCS chronology had been archived. The following post is technical. Continue reading

The Impact of Yamal on the Spaghetti Graph

We’ve been discussing Briffa and Yamal at CA for a couple of years and many, if not most, regular readers understand the significance of the Yamal collapse. For example, as recently as Sept 19, we were observing the dependence of the Kaufman reconstruction on the Yamal series. So the long-sought fresh information on Yamal (and I’ve been aware of that the Yamal data had been finally placed online for only a few days) fell on fertile soil here.

Some commentators have been very quick to seize on one more example of perceived Team iniquity. That I had been publicly seeking this data for a long time and that Briffa had withheld the data not just from me (but also from D’Arrigo et al, for example) lent an unsavory aspect to CRU’s conduct, fresh after widespread unfavorable publicity for CRU’s withholding of temperature data (by Briffa’s long-time colleague and mentor, Phil Jones.)

Between these two camps, there are obviously readers who wish to understand the implications, if any, of the Yamal problems, without being particularly interested in the sordid backstory of past obstruction. I’ll try to provide some notes on this today. These are not comprehensive, but introductory.

IPCC AR4 said that the late 20th century was the warmest in 1300 years, relying not just on the Mann Hockey Stick, but on about 10 reconstructions by a relatively small group of authors (the “Hockey Team” or the “Team”). These reconstructions are typically presented in a smoothed version as what I’ve called here “spaghetti graph” – a term that has spread into wider usage. The IPCC AR4 spaghetti graph is shown below. Wikipedia has a similar spaghetti graph; the NAS Panel had a simplified spaghetti graph. In detail, these reconstructions seem to agree on very little other than that the modern warm period is slightly warmer than the Medieval Warm Period.

The IPCC spaghetti graph contains 10 “multiproxy” reconstructions, 9 of which go back to the MWP. These will be discussed below. It also contains a short reconstruction from boreholes and a short reconstruction from glacier advance and recession, neither of which pertains to the medieval-modern differential and will not be discussed here.

You will frequently see apologists state that these reconstructions provide “independent” evidence. However, this is not the case on two counts. The same proxies are used over and over again – a point reported at CA on many occasions and confirmed in Wegman et al 2006. Thus, if problems arise with (say) bristlecones or (say) Yamal, this will affect multiple studies and not be contained to one result. More on this below. In addition, there are not really 10 “independent” groups, as “independence” is understood in the real world. Mann and Jones 2003 is not independent of Mann, Bradley and Hughes (1998) or Jones (Briffa) et al 1998 or Rutherford et al 2005 (Mann, Osborn, Bradley, Briffa, Hughes and Jones). Continue reading

Yamal: A “Divergence” Problem

The second image below is, in my opinion, one of the most disquieting images ever presented at Climate Audit.

Two posts ago, I observed that the number of cores used in the most recent portion of the Yamal archive at CRU was implausibly low. There were only 10 cores in 1990 versus 65 cores in 1990 in the Polar Urals archive and 110 cores in the Avam-Taimyr archive. These cores were picked from a larger population – measurements from the larger population remain unavailable.

One post ago,
I observed that Briffa had supplemented the Taimyr data set (which had a pronounced 20th century divergence problem) not just with the Sidorova et al 2007 data from Avam referenced in Briffa et al 2008, but with a Schweingruber data set from Balschaya Kamenka (russ124w), also located over 400 km from Taimyr.

Given this precedent, I examined the ITRDB data set for potential measurement data from Yamal that could be used to supplement the obviously deficient recent portion of the CRU archive (along the lines of Brifffa’s supplementing the Taimyr data set.) Hantemirov and Shiyatov 2002 describe the Yamal location as follows:

The systematic collection of subfossil wood samples was begun, in 1982, in the basins of the Khadytayakha, Yadayakhodyyakha and Tanlovayakha rivers in southern Yamal in the region located between 67°00 and 67°50 N and 68°30 and 71°00 E (Figure 1). These rivers flow from the north to the south; hence, no driftwood can be brought from the adjacent southern territories At the present time, the upper reaches of these rivers are devoid of trees; larch and spruce-birch-larch thin forests are located mainly in valley bottoms in the middle and lower reaches.

Sure enough, there was a Schweingruber series that fell squarely within the Yamal area – indeed on the first named Khadyta River – russ035w located at 67 12N 69 50Eurl . This data set had 34 cores, nearly 3 times more than the 12 cores selected into the CRU archive. Regardless of the principles for the selection of the 12 CRU cores, one would certainly hope to obtain a similar-looking RCS chronology using the Schweingruber population for living trees in lieu of the selection by CRU (or whoever).

As a sensitivity test, I constructed a variation on the CRU data set, removing the 12 selected cores and replacing them with the 34 cores from the Schweingruber Yamal sample. As shown below, this resulted in a substantial expansion of the data set in the 19th and 20th centuries and a modest decline in the 18th century. (Hantemirov and Shiyatov 2002 had reported a selection of long cores of 200-400 years; while the CRU archive does not appear to be the precisely the same as the unavailable Hantemirov and Shiyatov 2002 archive, it does appear to be related. This pattern of change indicates that the age of the CRU cores is systematically higher than the age of the Schweingruber cores.)


Figure 1. Comparison of core count. Black – variation with Schweingruber instead of CRU; red- archived version with 12 picked cores.

The next graphic compares the RCS chronologies from the two slightly different data sets: red – the RCS chronology calculated from the CRU archive (with the 12 picked cores); black – the RCS chronology calculated using the Schweingruber Yamal sample of living trees instead of the 12 picked trees used in the CRU archive [leaving the rest of the data set unchanged i.e. all the subfossil data prior to the 19th century]. The difference is breathtaking.


Figure 2. A comparison of Yamal RCS chronologies. red – as archived with 12 picked cores; black – including Schweingruber’s Khadyta River, Yamal (russ035w) archive and excluding 12 picked cores. Both smoothed with 21-year gaussian smooth. y-axis is in dimensionless chronology units centered on 1 (as are subsequent graphs (but represent age-adjusted ring width). [Amended Sep 28 6 pm. Replaces url]

Finally, here is another graphic showing the same two RCS chronologies, but adding in an RCS chronology on the merged data set obtained by appending the Schweingruber population to the CRU archive – this time retaining the 12 cores. Unsurprisingly this is in between the other two versions, but most importantly it has no HS.


Figure 3. Also showing merged version up to 1990. (After 1990, there is only the few CRU cores and it tracks the CRU version.) [Amended Sep 28 6 pm. Replaces url ]

I hardly know where to begin in terms of commentary on this difference.
Continue reading

Briffa’s Avam-Taimyr Series

Before continuing with Yamal, I’m going to make a little detour through the Avam-Taimyr series, the measurement data to which was also archived at the same time as the Yamal data. Taimyr, also originating in Briffa 2000, has been another staple of Team reconstructions in the past 10 years, but doesn’t have a HS pattern. Actually it had a noticeable Divergence Problem, with a 20th century peak in 1942. Continue reading

Unthreaded #40

Fresh Data on Briffa’s Yamal #1

A few days ago, I became aware that the long-sought Yamal measurement data url had materialized at Briffa’s website – after many years of effort on my part and nearly 10 years after its original use in Briffa (2000). Continue reading

Spot the Hockey Stick #n+…

The UNEP CLIMATE CHANGE SCIENCE COMPENDIUM 2009 on page 5 uses the following graph from Wikipedia (not the IPCC Fourth Assessment Report):

CO2 concentration and mean global temperature during the past millennium. CO2 levels (blue line, lefthand axis) are given in parts per million, temperatures (red line, right-hand axis) in degrees Celsius. Source: Hanno 2009 Page 5

Hanno is the pseudonym for a Wikipedia contributor. The graphic itself compares CO2 levels from Mauna Loa and Law Dome ice core to a splice of the HAdCRU temperature index and the Jones and Mann 2004 reconstruction.

[Update: Moving right along – The Jones and Mann 2004 (= Mann and Jones 2003 reconstruction) uses both Yamal and Mann’s PC1.

The latter splice is, of course, the splice that Mann has informed us is never done by responsible climate scientists, further informing us that the allegation that such splices are done is disinformation by fossil fuel companies.

No researchers in this field have ever, to our knowledge, “grafted the thermometer record onto” any reconstrution. It is somewhat disappointing to find this specious claim (which we usually find originating from industry-funded climate disinformation websites) appearing in this forum.